By: darlingdaphne
19 Oct 2008, 02:29 PM EDT
Msg. 773155 of 773161
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AMENDED NOTICE OF PROPOSED DEPONENTS
Case 2:08-cv-00437-LRH-RJJ Document 95 Filed 10/16/2008
JOHN M. McCOY III, Cal. Bar No. 166244
E-mail: mccoyj@sec.gov
MOLLY M. WHITE, Cal. Bar No. 171448
E-mail: whitem@sec.gov
LESLIE A. HAKALA, Cal. Bar No. 199414
E-mail: hakalal@sec.gov
Attorneys for Plaintiff
Securities and Exchange Commission
Rosalind R. Tyson, Regional Director
Andrew G. Petillon, Associate Regional Director
5670 Wilshire Boulevard, 11th Floor
Los Angeles, California 90036-3648
Telephone: (323) 965-3998
Facsimile: (323) 965-3908
UNITED STATES DISTRICT COURT
DISTRICT OF NEVADA
SECURITIES AND EXCHANGE
COMMISSION,
Plaintiff,
vs.
CMKM DIAMONDS, INC., URBAN
CASAVANT, JOHN EDWARDS,
GINGER GUTIERREZ, JAMES
KINNEY, ANTHONY TOMASSO,
KATHLEEN TOMASSO, 1ST
GLOBAL STOCK TRANSFER LLC,
HELEN BAGLEY, NEVWEST
SECURITIES CORPORATION,
DARYL ANDERSON, SERGEY
RUMYANTSEV, ANTHONY
SANTOS, and BRIAN DVORAK,
Defendant
Case No. 2:08-cv-00437-LRH-RJJ
AMENDED NOTICE OF PROPOSED DEPONENTS
The Commission files this Amended Notice of Proposed Deponents because, on October 14, 2008, the Commission received an email from Anthony Santos. Based on that email, it is the understanding of the Commission’s counsel that Mr. Santos would like the Commission to Amend the parties’ Joint Notice of Proposed Deponents to include Mr. Santos’s list of anticipated deponents. In the interests of
time and efficiency, the Commission has not sought to have all parties re-sign the Notice of Deponents, because the only change that the Commission has made is to add the list of Mr. Santos’s deponents.
Witnesses the Securities and Exchange Commission Plans to Depose
Witness
1. Urban Casavant
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
2. John Edwards
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
3. Anthony Tomasso
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley
4. Kathleen Tomasso
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley
5. 1st Global Stock Transfer LLC
(Rule 30(b)(6) witness)
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
6. Helen Bagley
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
7. NevWest Securities Corporation
(Rule 30(b)(6) witness)
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley,
Dvorak, NevWest, Anderson,
Santos, Rumyantsev
8. Daryl Anderson
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley,
Dvorak, NevWest, Anderson,
Santos, Rumyantsev
9. Sergey Rumyantsev
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley,
Dvorak, NevWest, Anderson,
Santos, Rumyantsev
10. Anthony Santos
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley,
Dvorak, NevWest, Anderson,
Santos, Rumyantsev
11. Brian Dvorak
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
12. James Kinney
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
13. Ginger Gutierrez
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
14. David Coffey
Defendant(s) To Whom Testimony May Be Relevant
Edwards
15. D. Roger Glenn
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
16. Bruce Harlan
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
17. G. Brad Beckstead
Defendant(s) To Whom Testimony May Be Relevant
Casavant, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
18. Christopher Jensen
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
19. Patricia DeCosta
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, 1st Global,
Bagley, Dvorak, Kinney, Gutierrez
20. Todd Smith
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley
21. Edward Thompson
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez,
NevWest, Anderson, Santos,
Rumyantsev
22. David J. DeSormeau
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, 1st Global,
Bagley, Dvorak, Kinney, Gutierrez
23. Timothy Cammell
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, 1st Global,
Bagley, Dvorak, Kinney, Gutierrez
24. Vincent LoCastro
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley
25. A. Daryll Pryor
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Dvorak, Kinney,
Gutierrez
26. Arnold Gutka
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Dvorak, Kinney,
Gutierrez
27. Neil Levine
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
28. Keith Llorens
Defendant(s) To Whom Testimony May Be Relevant
Edwards, 1st Global, Bagley,
NevWest, Anderson, Santos,
Rumyantsev
29. Laura Anthony
Defendant(s) To Whom Testimony May Be Relevant
Edwards, ATomasso, KTomasso,
1st Global, Bagley, NevWest,
Anderson, Santos, Rumyantsev
30. Don Yarter
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, 1st Global,
Bagley, Dvorak, Kinney, Gutierrez
31. Jovan Silic
Defendant(s) To Whom Testimony May Be Relevant
Casavant
32. Elizabeth Childs-Johnson
Defendant(s) To Whom Testimony May Be Relevant
Casavant
33. Ben Goldak
Defendant(s) To Whom Testimony May Be Relevant
Casavant
34. Sherwood Cook
Defendant(s) To Whom Testimony May Be Relevant
Edwards, NevWest, Anderson,
Santos, Rumyantsev
35. Kristen Buck
Defendant(s) To Whom Testimony May Be Relevant
Casavant
36. Thomas Cook
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, 1st Global,
Bagley, Dvorak, Kinney, Gutierrez
37. Jeannie Kinney
Defendant(s) To Whom Testimony May Be Relevant
Casavant, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
38. Shawn Hackman
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
49.[sic] Emerson Koch
Defendant(s) To Whom Testimony May Be Relevant
Casavant, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
40. Gary Walters
Defendant(s) To Whom Testimony May Be Relevant
Casavant, Edwards, ATomasso,
KTomasso, 1st Global, Bagley,
Dvorak, Kinney, Gutierrez
The Commission also plans to depose any expert witnesses identified by any of the defendants.
Witnesses Defendant Urban Casavant Plans to Depose
(No information provided.)
Witnesses Defendant John Edwards Plans to Depose
None. (Counsel for Mr. Edwards informed counsel for the Securities and
Exchange Commission that he does not plan to make an appearance in this case.)
Witnesses Defendant Anthony Tomasso Plans to Depose
None.
Witnesses Defendant Kathleen Tomasso Plans to Depose
None.
Witnesses Defendants 1st Global Stock Transfer LLC and Helen Bagley
Plan to Depose
Defendants Helen Bagley and 1st Global Stock Transfer draw the Court's
attention to the fact that Plaintiff SEC has, thus far, produced fifty two (52) volumes of testimony taken during the SEC's investigation of this matter. Counsel for Bagley and 1st Global represents and warrants that he has diligently and in good faith devoted substantial time to reading the investigative testimony;
however, it has not been possible to read all 52 volumes provided. Thus, counsel for Bagley and 1st Global assert that it is not possible to provide an exhaustive list of all possible depositions that may be required in this case at this very early time
in discovery.
Defendants Helen Bagley and 1st Global Stock Transfer reserve the right to identify and depose additional witnesses as information becomes available to them in discovery. Subject to the reservation of rights set forth above, Defendants Helen
Bagley and 1st Global Stock Transfer identify the following individuals as persons whose depositions will likely be required:
1. Urban Casavant
2. John Edwards
3. Ginger Gutierrez
4. James Kinney
5. Anthony Tomasso
6. Kathleen Tomasso
7. Anthony Santos
8. Brian Dvorak
9. Dave DeSormeau
10. Rendel Williams
11. Bruce Harlan
12. Todd Smith
13. Edward Thompson
14. DR Glenn
15. Chris Jensen
Witnesses Defendant NevWest Securities Corporation Plans to Depose
(No information provided.)
Witnesses Defendant Daryl Anderson Plans to Depose
1. Helen Bagley
2. Urban Casavant
3. Sherwood Cook
4. John Edgar Dhonau
5. Brian Dvorak
6. John M. Edwards
7. D. Roger Glenn
8. Keith Llorens
9. Anthony Tomasso
10. Kathleen Tomasso
Witnesses Defendant Sergey Rumyantsev Plans to Depose
None.
Witnesses Defendant Anthony Santos Plans to Depose
Helen Bagley
Defendant(s) To Whom Testimony May Be Relevant
First Global Stock Transfer
Ameritrade Personnel and such
others who may represent any other
brokerage firm(s) thru which CMKX
Shares may have been sold
Sydney Lewis
Defendant(s) To Whom Testimony May Be Relevant
Depository Trust Corporation
Lawrence Renbaum
Defendant(s) To Whom Testimony May Be Relevant
Securities and Exchange Commission
Leslie Hakala
Defendant(s) To Whom Testimony May Be Relevant
Securities and Exchange Commission
Lusanna Gie
Defendant(s) To Whom Testimony May Be Relevant
FINRA District 2
Jill Jabanow
Defendant(s) To Whom Testimony May Be Relevant
FINRA District 2
Kieth Llorens
Defendant(s) To Whom Testimony May Be Relevant
FINRA District 2
Matt Chipman
Defendant(s) To Whom Testimony May Be Relevant
A purchaser of CMKM Stock
D. Roger Glenn
Defendant(s) To Whom Testimony May Be Relevant
Edwards & Angell
Witnesses Defendant Brian Dvorak Plans to Depose
None.
Dated: October 16, 2008
/s/ Molly M. White_________________
Molly M. White
Attorneys for Plaintiff Securities and
Exchange Commission
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